§ 2070. Criminal penalties
(a) Any person who knowingly and willfully violates section 2068 of this title after having
received notice of noncompliance from the Commission shall be fined not more than $50,000
or be imprisoned not more than one year, or both.
(b) Any individual director, officer, or agent of a corporation who knowingly and
willfully authorizes, orders, or performs any of the acts or practices constituting in
whole or in part a violation of section 2068 of this title, and who has
knowledge of notice of noncompliance received by the corporation from the Commission,
shall be subject to penalties under this section without regard to any penalties to which
that corporation may be subject under subsection (a) of this section.
